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Erik van Oosten3f5fa5f2016-06-29 13:24:00 +02001Thrift Compact protocol encoding
2================================
3
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Erik van Oosten3f5fa5f2016-06-29 13:24:00 +020026
27This documents describes the wire encoding for RPC using the Thrift *compact protocol*.
28
29The information here is _mostly_ based on the Java implementation in the Apache thrift library (version 0.9.1) and
30[THRIFT-110 A more compact format](https://issues.apache.org/jira/browse/THRIFT-110). Other implementation however,
31should behave the same.
32
33For background on Thrift see the [Thrift whitepaper (pdf)](https://thrift.apache.org/static/files/thrift-20070401.pdf).
34
35# Contents
36
37* Compact protocol
38 * Base types
39 * Message
40 * Struct
41 * List and Set
42 * Map
43* BNF notation used in this document
44
45# Compact protocol
46
47## Base types
48
49### Integer encoding
50
51The _compact protocol_ uses multiple encodings for ints: the _zigzag int_, and the _var int_.
52
53Values of type `int32` and `int64` are first transformed to a *zigzag int*. A zigzag int folds positive and negative
54numbers into the positive number space. When we read 0, 1, 2, 3, 4 or 5 from the wire, this is translated to 0, -1, 1,
55-2 or 2 respectively. Here are the (Scala) formulas to convert from int32/int64 to a zigzag int and back:
56
57```scala
58def intToZigZag(n: Int): Int = (n << 1) ^ (n >> 31)
59def zigzagToInt(n: Int): Int = (n >>> 1) ^ - (n & 1)
60def longToZigZag(n: Long): Long = (n << 1) ^ (n >> 63)
61def zigzagToLong(n: Long): Long = (n >>> 1) ^ - (n & 1)
62```
63
64The zigzag int is then encoded as a *var int*. Var ints take 1 to 5 bytes (int32) or 1 to 10 bytes (int64). The most
65significant bit of each byte indicates if more bytes follow. The concatenation of the least significant 7 bits from each
66byte form the number, where the first byte has the most significant bits (so they are in big endian or network order).
67
68Var ints are sometimes used directly inside the compact protocol to represent positive numbers.
69
70To encode an `int16` as zigzag int, it is first converted to an `int32` and then encoded as such. The type `int8` simply
71uses a single byte as in the binary protocol.
72
73### Enum encoding
74
75The generated code encodes `Enum`s by taking the ordinal value and then encoding that as an int32.
76
77### Binary encoding
78
79Binary is sent as follows:
80
81```
82Binary protocol, binary data, 1+ bytes:
83+--------+...+--------+--------+...+--------+
84| byte length | bytes |
85+--------+...+--------+--------+...+--------+
86```
87
88Where:
89
90* `byte length` is the length of the byte array, using var int encoding (must be >= 0).
91* `bytes` are the bytes of the byte array.
92
93### String encoding
94
95*String*s are first encoded to UTF-8, and then send as binary.
96
97### Double encoding
98
99Values of type `double` are first converted to an int64 according to the IEEE 754 floating-point "double format" bit
Jens Geyer450bc692019-12-03 23:28:03 +0100100layout. Most run-times provide a library to make this conversion. But while the binary protocol encodes the int64
101in 8 bytes in big endian order, the compact protocol encodes it in little endian order - this is due to an early
102implementation bug that finally became the de-facto standard.
Erik van Oosten3f5fa5f2016-06-29 13:24:00 +0200103
104### Boolean encoding
105
106Booleans are encoded differently depending on whether it is a field value (in a struct) or an element value (in a set,
107list or map). Field values are encoded directly in the field header. Element values of type `bool` are sent as an int8;
108true as `1` and false as `0`.
109
110## Message
111
112A `Message` on the wire looks as follows:
113
114```
115Compact protocol Message (4+ bytes):
116+--------+--------+--------+...+--------+--------+...+--------+--------+...+--------+
117|pppppppp|mmmvvvvv| seq id | name length | name |
118+--------+--------+--------+...+--------+--------+...+--------+--------+...+--------+
119```
120
121Where:
122
123* `pppppppp` is the protocol id, fixed to `1000 0010`, 0x82.
124* `mmm` is the message type, an unsigned 3 bit integer.
125* `vvvvv` is the version, an unsigned 5 bit integer, fixed to `00001`.
126* `seq id` is the sequence id, a signed 32 bit integer encoded as a var int.
127* `name length` is the byte length of the name field, a signed 32 bit integer encoded as a var int (must be >= 0).
128* `name` is the method name to invoke, a UTF-8 encoded string.
129
130Message types are encoded with the following values:
131
132* _Call_: 1
133* _Reply_: 2
134* _Exception_: 3
135* _Oneway_: 4
136
137### Struct
138
139A *Struct* is a sequence of zero or more fields, followed by a stop field. Each field starts with a field header and
140is followed by the encoded field value. The encoding can be summarized by the following BNF:
141
142```
143struct ::= ( field-header field-value )* stop-field
144field-header ::= field-type field-id
145```
146
147Because each field header contains the field-id (as defined by the Thrift IDL file), the fields can be encoded in any
148order. Thrift's type system is not extensible; you can only encode the primitive types and structs. Therefore is also
149possible to handle unknown fields while decoding; these are simply ignored. While decoding the field type can be used to
150determine how to decode the field value.
151
152Note that the field name is not encoded so field renames in the IDL do not affect forward and backward compatibility.
153
154The default Java implementation (Apache Thrift 0.9.1) has undefined behavior when it tries to decode a field that has
Klaus Trainere41e47c2017-05-17 11:11:19 +0200155another field-type than what is expected. Theoretically this could be detected at the cost of some additional checking.
Erik van Oosten3f5fa5f2016-06-29 13:24:00 +0200156Other implementation may perform this check and then either ignore the field, or return a protocol exception.
157
158A *Union* is encoded exactly the same as a struct with the additional restriction that at most 1 field may be encoded.
159
160An *Exception* is encoded exactly the same as a struct.
161
162### Struct encoding
163
164```
165Compact protocol field header (short form) and field value:
166+--------+--------+...+--------+
167|ddddtttt| field value |
168+--------+--------+...+--------+
169
170Compact protocol field header (1 to 3 bytes, long form) and field value:
171+--------+--------+...+--------+--------+...+--------+
172|0000tttt| field id | field value |
173+--------+--------+...+--------+--------+...+--------+
174
175Compact protocol stop field:
176+--------+
177|00000000|
178+--------+
179```
180
181Where:
182
183* `dddd` is the field id delta, an unsigned 4 bits integer, strictly positive.
184* `tttt` is field-type id, an unsigned 4 bit integer.
185* `field id` the field id, a signed 16 bit integer encoded as zigzag int.
186* `field-value` the encoded field value.
187
188The field id delta can be computed by `current-field-id - previous-field-id`, or just `current-field-id` if this is the
189first of the struct. The short form should be used when the field id delta is in the range 1 - 15 (inclusive).
190
191The following field-types can be encoded:
192
193* `BOOLEAN_TRUE`, encoded as `1`
194* `BOOLEAN_FALSE`, encoded as `2`
195* `BYTE`, encoded as `3`
196* `I16`, encoded as `4`
197* `I32`, encoded as `5`
198* `I64`, encoded as `6`
199* `DOUBLE`, encoded as `7`
200* `BINARY`, used for binary and string fields, encoded as `8`
201* `LIST`, encoded as `9`
202* `SET`, encoded as `10`
203* `MAP`, encoded as `11`
204* `STRUCT`, used for both structs and union fields, encoded as `12`
205
206Note that because there are 2 specific field types for the boolean values, the encoding of a boolean field value has no
207length (0 bytes).
208
209## List and Set
210
211List and sets are encoded the same: a header indicating the size and the element-type of the elements, followed by the
212encoded elements.
213
214```
215Compact protocol list header (1 byte, short form) and elements:
216+--------+--------+...+--------+
217|sssstttt| elements |
218+--------+--------+...+--------+
219
220Compact protocol list header (2+ bytes, long form) and elements:
221+--------+--------+...+--------+--------+...+--------+
222|1111tttt| size | elements |
223+--------+--------+...+--------+--------+...+--------+
224```
225
226Where:
227
228* `ssss` is the size, 4 bit unsigned int, values `0` - `14`
229* `tttt` is the element-type, a 4 bit unsigned int
230* `size` is the size, a var int (int32), positive values `15` or higher
231* `elements` are the encoded elements
232
233The short form should be used when the length is in the range 0 - 14 (inclusive).
234
235The following element-types are used (note that these are _different_ from the field-types):
236
237* `BOOL`, encoded as `2`
238* `BYTE`, encoded as `3`
239* `DOUBLE`, encoded as `4`
240* `I16`, encoded as `6`
241* `I32`, encoded as `8`
242* `I64`, encoded as `10`
243* `STRING`, used for binary and string fields, encoded as `11`
244* `STRUCT`, used for structs and union fields, encoded as `12`
245* `MAP`, encoded as `13`
246* `SET`, encoded as `14`
247* `LIST`, encoded as `15`
248
249
250The maximum list/set size is configurable. By default there is no limit (meaning the limit is the maximum int32 value:
2512147483647).
252
253## Map
254
255Maps are encoded with a header indicating the size, the type of the keys and the element-type of the elements, followed
256by the encoded elements. The encoding follows this BNF:
257
258```
259map ::= empty-map | non-empty-map
260empty-map ::= `0`
261non-empty-map ::= size key-element-type value-element-type (key value)+
262```
263
264```
265Compact protocol map header (1 byte, empty map):
266+--------+
267|00000000|
268+--------+
269
270Compact protocol map header (2+ bytes, non empty map) and key value pairs:
271+--------+...+--------+--------+--------+...+--------+
272| size |kkkkvvvv| key value pairs |
273+--------+...+--------+--------+--------+...+--------+
274```
275
276Where:
277
278* `size` is the size, a var int (int32), strictly positive values
279* `kkkk` is the key element-type, a 4 bit unsigned int
280* `vvvv` is the value element-type, a 4 bit unsigned int
281* `key value pairs` are the encoded keys and values
282
283The element-types are the same as for lists. The full list is included in the 'List and set' section.
284
285The maximum map size is configurable. By default there is no limit (meaning the limit is the maximum int32 value:
2862147483647).
287
288# BNF notation used in this document
289
290The following BNF notation is used:
291
292* a plus `+` appended to an item represents repetition; the item is repeated 1 or more times
293* a star `*` appended to an item represents optional repetition; the item is repeated 0 or more times
294* a pipe `|` between items represents choice, the first matching item is selected
295* parenthesis `(` and `)` are used for grouping multiple items